BGF Investment Management Limited

• Principal Place of Business

  Watergate House

  13-15 York Buildings

  London

  WC2N 6JU

  UNITED KINGDOM

  Phone

  +442073400600

  Web

  https://www.bgf.co.uk

• Complaints Contact

  Watergate House

  13-15 York Buildings

  London

  WC2N 6JU

  UNITED KINGDOM

  Phone

  +442073400600

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicol Roderick Peter Fraser

  IRN NXF01095

  • [FCA CF] Client dealing (8 Nov 2021 to 9 Nov 2021)
  • [FCA CF] Significant management (8 Nov 2021 to 9 Nov 2021)
  • [FCA CF] Proprietary trader (8 Nov 2021 to 4 Jun 2024)
• Patrick Malyn Graham

  IRN PMG01093

  • [FCA CF] Significant management (since 15 Apr 2025)
  • [FCA CF] Client dealing (since 1 Aug 2022)
  • [FCA CF] Manager of certification employee (22 Jan 2025 to 15 Apr 2025)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 15 Apr 2025)
• Paul Andrew Stevens

  IRN PAS01282

  • [FCA CF] Significant management (since 15 Apr 2025)
  • [FCA CF] Manager of certification employee (since 3 May 2022)
  • [FCA CF] Client dealing (since 10 May 2021)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 15 Apr 2025)
• Paul Leslie Oldham

  IRN PLO01005

  • [FCA CF] Proprietary trader (9 Dec 2019 to 15 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Jul 2025)
  • CF30 Customer (26 Jul 2017 to 8 Dec 2019)
• Pinesh Mehta

  IRN PXM00736

  • [FCA CF] Client dealing (since 15 Apr 2025)
  • [FCA CF] Proprietary trader (20 Jan 2025 to 15 Apr 2025)
• Rahul Satsangi

  IRN RXS02288

  • [FCA CF] Client dealing (16 Jun 2023 to 27 Sep 2023)
• Richard David Taylor

  IRN RDT01019

  • [FCA CF] Manager of certification employee (since 6 Nov 2024)
  • [FCA CF] Significant management (since 1 Jan 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Proprietary trader (9 Dec 2019 to 15 Apr 2025)
  • CF30 Customer (5 Apr 2018 to 8 Dec 2019)
• Rory John Stirling

  IRN RJS01449

  • CF30 Customer (26 Jul 2017 to 29 Jun 2018)
• Samuel Yi-Ren Parry

  IRN SXP81578

  • [FCA CF] Client dealing (since 20 Oct 2023)
  • [FCA CF] Proprietary trader (25 Oct 2023 to 15 Apr 2025)
• Sebastian James Mason Saywood

  IRN SXS05495

  • [FCA CF] Client dealing (since 15 Apr 2025)
  • [FCA CF] Proprietary trader (22 Jan 2025 to 15 Apr 2025)

No changes recorded yet.