Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 6 Nov 2024)
    • [FCA CF] Significant management (since 1 Jan 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 15 Apr 2025)
    • CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • Octopus Investments Limited (no longer approved here)

    FRN 194779

    • CF30 Customer (1 Nov 2007 to 10 Nov 2008)
    • CF27 Investment Management (24 Jul 2006 to 31 Oct 2007)
  • YFM Private Equity Limited (no longer approved here)

    FRN 122120

    • CF27 Investment Management (1 Dec 2001 to 30 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.