Date authorised
26 July 2017
Companies House
10608481
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Watergate House
    13-15 York Buildings
    London
    WC2N 6JU
    UNITED KINGDOM
    Phone
    +442073400600
  • Complaints Contact

    Watergate House
    13-15 York Buildings
    London
    WC2N 6JU
    UNITED KINGDOM
    Phone
    +442073400600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon James Blackaby

    IRN SXB00915

    • [FCA CF] Client dealing (since 3 May 2022)
    • [FCA CF] Proprietary trader (25 Oct 2023 to 15 Apr 2025)
  • Simon John Calver

    IRN SJC01485

    • CF30 Customer (26 Jul 2017 to 8 Dec 2019)
  • Spencer John Woods

    IRN SXW00856

    • [FCA CF] Client dealing (since 15 Apr 2025)
    • [FCA CF] Proprietary trader (24 Jan 2024 to 15 Apr 2025)
  • Stephen Frank Welton

    IRN SFW01032

    • SMF9 Chair of the Governing Body (22 Sep 2020 to 1 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Sep 2022)
    • CF30 Customer (26 Jul 2017 to 8 Dec 2019)
    • CF3 Chief Executive (26 Jul 2017 to 8 Dec 2019)
    • CF1 Director (26 Jul 2017 to 8 Dec 2019)
  • Stephen Patrick Henderson

    IRN SPH01173

    • [FCA CF] Client dealing (since 7 Nov 2023)
    • [FCA CF] Proprietary trader (7 Nov 2023 to 15 Apr 2025)
  • Timothy Shan Rea

    IRN TXR00087

    • [FCA CF] Significant management (since 15 Apr 2025)
    • [FCA CF] Manager of certification employee (since 6 Nov 2024)
    • [FCA CF] Client dealing (since 10 May 2021)
    • [FCA CF] Proprietary trader (16 Nov 2020 to 15 Apr 2025)
  • Tom Arthur John Jenkins

    IRN TAJ01010

    • [FCA CF] Client dealing (3 May 2022 to 6 Apr 2023)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 6 Apr 2023)
  • Tracy Anne Bownes

    IRN TAB01118

    • [FCA CF] Client dealing (since 18 Sep 2025)
    • [FCA CF] Algorithmic trading (18 Sep 2025 to 19 Sep 2025)
  • Wendy Thida White

    IRN WTW01019

    • CF30 Customer (11 Oct 2017 to 20 Apr 2018)
  • William Robert Gresty

    IRN WRG01013

    • [FCA CF] Client dealing (since 15 Apr 2025)
    • [FCA CF] Manager of certification employee (6 Nov 2024 to 14 Aug 2025)
    • [FCA CF] Proprietary trader (24 Jan 2024 to 15 Apr 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.