BGF Investment Management Limited
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Watergate House13-15 York BuildingsLondonWC2N 6JUUNITED KINGDOM- Phone
- +442073400600
-
Complaints Contact
Watergate House13-15 York BuildingsLondonWC2N 6JUUNITED KINGDOM- Phone
- +442073400600
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Runs Investment Funds
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Private Investment Funds
-
Manages Your Portfolio
For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Simon James Blackaby
IRN SXB00915
- [FCA CF] Client dealing (since 3 May 2022)
- [FCA CF] Proprietary trader (25 Oct 2023 to 15 Apr 2025)
-
Simon John Calver
IRN SJC01485
- CF30 Customer (26 Jul 2017 to 8 Dec 2019)
-
Spencer John Woods
IRN SXW00856
- [FCA CF] Client dealing (since 15 Apr 2025)
- [FCA CF] Proprietary trader (24 Jan 2024 to 15 Apr 2025)
-
Stephen Frank Welton
IRN SFW01032
- SMF9 Chair of the Governing Body (22 Sep 2020 to 1 Jan 2023)
- SMF3 Executive Director (9 Dec 2019 to 1 Jan 2023)
- SMF1 Chief Executive (9 Dec 2019 to 1 Sep 2022)
- CF30 Customer (26 Jul 2017 to 8 Dec 2019)
- CF3 Chief Executive (26 Jul 2017 to 8 Dec 2019)
- CF1 Director (26 Jul 2017 to 8 Dec 2019)
-
Stephen Patrick Henderson
IRN SPH01173
- [FCA CF] Client dealing (since 7 Nov 2023)
- [FCA CF] Proprietary trader (7 Nov 2023 to 15 Apr 2025)
-
Timothy Shan Rea
IRN TXR00087
- [FCA CF] Significant management (since 15 Apr 2025)
- [FCA CF] Manager of certification employee (since 6 Nov 2024)
- [FCA CF] Client dealing (since 10 May 2021)
- [FCA CF] Proprietary trader (16 Nov 2020 to 15 Apr 2025)
-
Tom Arthur John Jenkins
IRN TAJ01010
- [FCA CF] Client dealing (3 May 2022 to 6 Apr 2023)
- [FCA CF] Proprietary trader (9 Dec 2019 to 6 Apr 2023)
-
Tracy Anne Bownes
IRN TAB01118
- [FCA CF] Client dealing (since 18 Sep 2025)
- [FCA CF] Algorithmic trading (18 Sep 2025 to 19 Sep 2025)
-
Wendy Thida White
IRN WTW01019
- CF30 Customer (11 Oct 2017 to 20 Apr 2018)
-
William Robert Gresty
IRN WRG01013
- [FCA CF] Client dealing (since 15 Apr 2025)
- [FCA CF] Manager of certification employee (6 Nov 2024 to 14 Aug 2025)
- [FCA CF] Proprietary trader (24 Jan 2024 to 15 Apr 2025)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.