Tracy Anne Bownes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BGF Investment Management Limited
FRN 771879
- [FCA CF] Client dealing (since 18 Sep 2025)
- [FCA CF] Algorithmic trading (18 Sep 2025 to 19 Sep 2025)
LDC (Managers) Limited (no longer approved here)
FRN 147964
- [FCA CF] Client dealing (20 Jun 2022 to 30 May 2025)
Lumon Risk Management Ltd (no longer approved here)
FRN 671108
- SMF3 Executive Director (17 Apr 2020 to 31 Aug 2021)
TTT Moneycorp Limited (no longer approved here)
FRN 308919
- (43)CF2 Non Executive Director (22 Dec 2011 to 26 Jul 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.