Nicol Roderick Peter Fraser

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LDC (Managers) Limited

    FRN 147964

    • [FCA CF] Client dealing (since 24 Sep 2024)
    • [FCA CF] Manager of certification employee (since 24 Sep 2024)
    • [FCA CF] Material risk taker (since 24 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 24 Sep 2024)
  • BGF Investment Management Limited (no longer approved here)

    FRN 771879

    • [FCA CF] Significant management (8 Nov 2021 to 9 Nov 2021)
    • [FCA CF] Client dealing (8 Nov 2021 to 9 Nov 2021)
    • [FCA CF] Proprietary trader (8 Nov 2021 to 4 Jun 2024)
  • Dunedin LLP (no longer approved here)

    FRN 571758

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • SMF27 Partner (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (30 Apr 2012 to 8 Dec 2019)
    • CF4 Partner (30 Apr 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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