Date authorised
26 July 2017
Companies House
10608481
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Watergate House
    13-15 York Buildings
    London
    WC2N 6JU
    UNITED KINGDOM
    Phone
    +442073400600
  • Complaints Contact

    Watergate House
    13-15 York Buildings
    London
    WC2N 6JU
    UNITED KINGDOM
    Phone
    +442073400600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leo John Casey

    IRN LXC00191

    • [FCA CF] Client dealing (since 20 Sep 2023)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 15 Apr 2025)
  • Luke Elliott Rajah

    IRN LXR00326

    • [FCA CF] Client dealing (since 15 Apr 2025)
    • [FCA CF] Proprietary trader (1 May 2024 to 15 Apr 2025)
  • Marion Anne Bernard

    IRN MXB01532

    • CF30 Customer (26 Jul 2017 to 26 Jul 2017)
  • Mark Gunnar Bryant

    IRN MGB01149

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2022)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 1 Sep 2022)
    • CF30 Customer (26 Jul 2017 to 8 Dec 2019)
  • Matthew Philip Simcox

    IRN MPS01148

    • [FCA CF] Significant management (since 27 Jan 2026)
    • [FCA CF] Manager of certification employee (since 27 Jan 2026)
    • [FCA CF] Client dealing (since 15 Apr 2025)
    • [FCA CF] Proprietary trader (26 Jan 2024 to 15 Apr 2025)
  • Matthew Robert Reed

    IRN MXR01713

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Feb 2024)
    • SMF3 Executive Director (9 Dec 2019 to 3 May 2024)
    • CF10 Compliance Oversight (26 Jul 2017 to 8 Dec 2019)
    • CF1 Director (26 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Jul 2017 to 8 Dec 2019)
  • Matthew Singh

    IRN MXS00958

    • [FCA CF] Proprietary trader (25 Oct 2023 to 12 Apr 2025)
    • [FCA CF] Client dealing (3 May 2022 to 12 Apr 2025)
  • Michael John Sibson

    IRN MJS01276

    • [FCA CF] Proprietary trader (9 Dec 2019 to 1 Jun 2022)
  • Ned James Dorbin

    IRN NJD01117

    • [FCA CF] Client dealing (1 Aug 2022 to 16 Jan 2026)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 15 Apr 2025)
  • Neil Patrick Inskip

    IRN NXI00018

    • [FCA CF] Client dealing (1 Aug 2022 to 31 Mar 2024)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 31 Mar 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.