Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGF Investment Management Limited (no longer approved here)

    FRN 771879

    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Feb 2024)
    • SMF3 Executive Director (9 Dec 2019 to 3 May 2024)
    • CF1 Director (26 Jul 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.