Marion Anne Bernard

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Northern Gritstone Investment Manager Limited

    FRN 1007673

    • [FCA CF] Client dealing (since 16 Oct 2024)
    • SMF3 Executive Director (since 16 Oct 2024)
  • Firmament Capital Advisors UK LLP (no longer approved here)

    FRN 761053

    • [FCA CF] Significant management (17 Mar 2021 to 1 Jul 2023)
    • CF29 Significant management (25 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (6 Oct 2017 to 8 Dec 2019)
  • BGF Investment Management Limited (no longer approved here)

    FRN 771879

    • CF30 Customer (26 Jul 2017 to 26 Jul 2017)
  • Anticus Partners Limited (no longer approved here)

    FRN 538579

    • CF1 Director (1 Jul 2011 to 30 Sep 2011)
    • CF10 Compliance Oversight (1 Jul 2011 to 30 Sep 2011)
    • CF3 Chief Executive (1 Jul 2011 to 30 Sep 2011)
    • CF30 Customer (1 Jul 2011 to 30 Sep 2011)
  • Northstar Ventures Limited (no longer approved here)

    FRN 409325

    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF10 Compliance Oversight (23 Sep 2005 to 30 Sep 2011)
    • CF1 Director (23 Sep 2005 to 30 Sep 2011)
    • CF27 Investment Management (23 Sep 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (23 Sep 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (23 Sep 2005 to 9 Feb 2006)
    • CF3 Chief Executive (23 Sep 2005 to 30 Sep 2011)
    • CF8 Apportionment and Oversight (23 Sep 2005 to 31 Mar 2009)
  • Impax Asset Management Limited (no longer approved here)

    FRN 197008

    • CF21 Investment Adviser (25 Nov 2004 to 26 Aug 2005)
    • CF27 Investment Management (1 Oct 2003 to 26 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.