Firmament Capital Advisors UK LLP

Date authorised
7 July 2017
Companies House
OC413430
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Stratton Street
    London
    W1J 8LQ
    UNITED KINGDOM
    Phone
    +447404720305
    Web
    https://www.firmament.com

  • Complaints Contact

    15 Stratton Street
    London
    W1J 8LQ
    UNITED KINGDOM
    Phone
    +447404720305

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Share, Unit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Debenture, Share, Unit

  • Stockbroking

    For Eligible Counterparty, Professional, Debenture, Share, Unit

  • Investment Setup

    For Eligible Counterparty, Professional, Debenture, Share, Unit

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Debenture, Share, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . MCP Opportunities UK Limited

    IRN XXM01243

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (7 Jul 2017 to 8 Dec 2019)
  • Christopher Dennis Smith

    IRN CDS01116

    • [FCA CF] Client dealing (since 3 Jun 2024)
    • CF30 Customer (7 Jul 2017 to 8 Dec 2019)
  • Franklin Hester McLarty

    IRN FHM01019

    • CF30 Customer (7 Jul 2017 to 8 Dec 2019)
  • James Bedford Downing

    IRN JBD01030

    • CF30 Customer (7 Jul 2017 to 8 Dec 2019)
    • CF29 Significant management (7 Jul 2017 to 9 Apr 2018)
  • James John Cesare

    IRN JXC01619

    • [FCA CF] Client dealing (since 11 Feb 2026)
    • [FCA CF] CASS oversight function (since 11 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Dec 2025)
    • SMF16 Compliance Oversight (since 2 Dec 2025)
    • SMF27 Partner (since 19 Jul 2024)
  • Marion Anne Bernard

    IRN MXB01532

    • [FCA CF] Significant management (17 Mar 2021 to 1 Jul 2023)
    • CF29 Significant management (25 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (6 Oct 2017 to 8 Dec 2019)
  • Tedmond Yu-Han Wong

    IRN TYW01003

    • [FCA CF] Significant management (16 Mar 2021 to 6 Jan 2026)
    • SMF27 Partner (9 Dec 2019 to 6 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Dec 2025)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Dec 2025)
    • CF11 Money Laundering Reporting (7 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (7 Jul 2017 to 8 Dec 2019)
    • CF4 Partner (7 Jul 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Jul 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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