Date authorised
1 April 2013
Companies House
07599565
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Script
    44 Featherstone Street
    London
    EC1Y 8RN
    UNITED KINGDOM
    Phone
    +442071862500
  • Complaints Contact

    Script
    44 Featherstone Street
    London
    EC1Y 8RN
    UNITED KINGDOM
    Phone
    +442071862500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christina Margaret McComb

    IRN CMM01085

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Oct 2025)
    • CF2 Non Executive Director (28 Jun 2017 to 8 Dec 2019)
  • Christine S Chang

    IRN CXC00281

    • [FCA CF] Significant management (16 Mar 2021 to 3 Jan 2023)
    • [FCA CF] Client dealing (16 Mar 2021 to 3 Jan 2023)
    • [FCA CF] Manager of certification employee (16 Mar 2021 to 11 Feb 2022)
    • [FCA CF] Material risk taker (16 Mar 2021 to 3 Jan 2023)
  • Christopher Lumsden

    IRN CXL77151

    • [FCA CF] Client dealing (since 13 Mar 2023)
  • Christopher Robert Wright

    IRN CRW01131

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (7 Jun 2018 to 8 Dec 2019)
  • Clifford James Prior

    IRN CJP01224

    • SMF1 Chief Executive (9 Dec 2019 to 26 May 2020)
    • SMF3 Executive Director (9 Dec 2019 to 26 May 2020)
    • CF1 Director (1 Dec 2015 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2015 to 19 Jan 2018)
  • Danielle Jeanine Walker Palmour

    IRN DJW01430

    • CF2 Non Executive Director (15 Mar 2012 to 6 Jun 2019)
  • David Edgar Hunter

    IRN DEH01055

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (12 Jun 2019 to 8 Dec 2019)
  • David John Burndred

    IRN DJB01672

    • [FCA CF] Material risk taker (15 Mar 2021 to 31 May 2024)
    • [FCA CF] Significant management (15 Mar 2021 to 31 May 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jun 2024)
    • CF10 Compliance Oversight (3 Oct 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Oct 2019 to 8 Dec 2019)
    • CF28 Systems and controls (18 Sep 2017 to 8 Dec 2019)
  • David John Carrington

    IRN DJC01453

    • CF2 Non Executive Director (15 Mar 2012 to 18 May 2017)
  • David Stanley Powell

    IRN DSP01065

    • CF2 Non Executive Director (15 Mar 2012 to 7 Jun 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.