Date authorised
1 April 2013
Companies House
07599565
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Script
    44 Featherstone Street
    London
    EC1Y 8RN
    UNITED KINGDOM
    Phone
    +442071862500
  • Complaints Contact

    Script
    44 Featherstone Street
    London
    EC1Y 8RN
    UNITED KINGDOM
    Phone
    +442071862500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dawn Austwick

    IRN DXA01543

    • CF2 Non Executive Director (15 Mar 2012 to 18 Oct 2013)
  • Emma Catherine Davies

    IRN ECW01019

    • CF30 Customer (15 Mar 2012 to 12 Apr 2013)
  • Evita (Sin Yee) Zanuso

    IRN ESC01016

    • [FCA CF] Client dealing (24 Mar 2021 to 9 Jul 2021)
  • Fiona Ellis

    IRN FXE01097

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 May 2023)
    • CF2 Non Executive Director (1 May 2014 to 9 Dec 2019)
  • Fiona Margaret Miller Smith

    IRN FMM01056

    • Director of firm who is not a certification employee or a SMF manager (since 14 Feb 2025)
  • Geethanjali Rabindrakumar

    IRN GXR01523

    • CF30 Customer (10 Mar 2014 to 19 Jan 2018)
  • Gemma Bourne

    IRN GXB00660

    • [FCA CF] Material risk taker (9 Jun 2025 to 7 Sep 2025)
    • [FCA CF] Significant management (9 Jun 2025 to 7 Sep 2025)
  • Geoffrey John Mulgan

    IRN GJM01205

    • CF2 Non Executive Director (15 Mar 2012 to 19 May 2015)
  • Harvey Andrew McGrath

    IRN HAM01018

    • Director of firm who is not a certification employee or a SMF manager (23 Jun 2022 to 24 Jun 2022)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 22 Jun 2022)
    • CF2 Non Executive Director (23 Aug 2013 to 8 Dec 2019)
  • Hazel Ann Peck

    IRN HAP01038

    • CF11 Money Laundering Reporting (3 Jan 2017 to 7 Mar 2018)
    • CF10 Compliance Oversight (3 Jan 2017 to 7 Mar 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.