Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Better Society Capital Limited (no longer approved here)

    FRN 568940

    • [FCA CF] Material risk taker (15 Mar 2021 to 31 May 2024)
    • [FCA CF] Significant management (15 Mar 2021 to 31 May 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Jun 2024)
    • CF11 Money Laundering Reporting (3 Oct 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Oct 2019 to 8 Dec 2019)
    • CF28 Systems and controls (18 Sep 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.