Better Financial Planning Ltd

• Principal Place of Business

  6 Merlin Mews, Houchin Street

  Bishops Waltham

  Southampton

  Hampshire

  SO32 1AR

  UNITED KINGDOM

  Phone

  +4401489667727

  Web

  https://www.betterfinancialplanning.co.uk

• Complaints Contact

  6 Merlin Mews, Houchin Street

  Bishops Waltham

  Southampton

  Hampshire

  SO32 1AR

  UNITED KINGDOM

  Phone

  +4401489667727

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Claire Adams

  IRN CXA09677

  • CF30 Customer (27 Dec 2018 to 2 May 2019)
• George COPPLESTONE

  IRN MXC00705

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 21 Mar 2022)
  • [FCA CF] Functions requiring qualifications (since 21 Mar 2022)
• Ian Robert Batterbee

  IRN IRB00021

  • CF30 Customer (11 May 2018 to 1 May 2019)
  • CF1 Director (11 May 2018 to 1 May 2019)
• RICHARD BOLTON

  IRN RXB11529

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Feb 2024)
  • SMF16 Compliance Oversight (since 20 Feb 2024)
  • Responsible for Insurance Distribution (since 20 Feb 2024)
  • SMF3 Executive Director (since 20 Feb 2024)
  • [FCA CF] Functions requiring qualifications (since 6 Aug 2020)
  • [FCA CF] Client dealing (since 6 Aug 2020)
  • CF30 Customer (12 Apr 2019 to 8 Dec 2019)
• Robert John Bolton

  IRN RJB01513

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 6 Aug 2020)
  • [FCA CF] Manager of certification employee (since 6 Aug 2020)
  • [FCA CF] Functions requiring qualifications (since 6 Aug 2020)
  • SMF3 Executive Director (9 Dec 2019 to 25 Sep 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 25 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Sep 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 25 Sep 2023)
  • CF1 Director (11 May 2018 to 8 Dec 2019)
  • Responsible for Insurance Mediation (11 May 2018 to 30 Sep 2018)
  • CF30 Customer (11 May 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 May 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (11 May 2018 to 8 Dec 2019)
• Sara Frances Walker

  IRN SFW01049

  • CF1 Director (30 May 2018 to 27 Jan 2019)
  • CF30 Customer (30 May 2018 to 1 May 2019)
• Timothy Charles Framp

  IRN TCF00005

  • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 16 Sep 2022)
  • [FCA CF] Client dealing (6 Aug 2020 to 16 Sep 2022)

No changes recorded yet.