Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Dec 2022)
    • [FCA CF] Client dealing (since 5 Dec 2022)
  • Better Financial Planning Ltd (no longer approved here)

    FRN 797673

    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 16 Sep 2022)
    • [FCA CF] Client dealing (6 Aug 2020 to 16 Sep 2022)
  • Fairey Associates Ltd (no longer approved here)

    FRN 481350

    • CF30 Customer (1 Feb 2016 to 4 Mar 2016)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • CF30 Customer (4 Aug 2014 to 3 Dec 2014)
  • Laithwaite Financial Services Limited (no longer approved here)

    FRN 225044

    • CF30 Customer (1 Jan 2011 to 1 Jul 2013)
  • PREMIER FUND MANAGERS LIMITED (no longer approved here)

    FRN 143097

    • CF26 Customer Trading (26 Apr 2004 to 27 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.