Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 5 Dec 2022)
- [FCA CF] Client dealing (since 5 Dec 2022)
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- [FCA CF] Functions requiring qualifications (6 Aug 2020 to 16 Sep 2022)
- [FCA CF] Client dealing (6 Aug 2020 to 16 Sep 2022)
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- CF30 Customer (1 Feb 2016 to 4 Mar 2016)
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- CF30 Customer (4 Aug 2014 to 3 Dec 2014)
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- CF30 Customer (1 Jan 2011 to 1 Jul 2013)
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- CF26 Customer Trading (26 Apr 2004 to 27 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.