Claire Adams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Warwick Road Financial Services Ltd
FRN 656015
- Employed By (since 27 Sep 2024)
QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 22 Jul 2020)
- CF30 Customer (since 3 Jul 2020)
The Partnership (Southampton) Ltd (no longer approved here)
FRN 217794
- (5)Employed By (3 Jul 2020 to 29 Oct 2024)
Better Financial Planning Ltd (no longer approved here)
FRN 797673
- CF30 Customer (27 Dec 2018 to 2 May 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.