Robert John Bolton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Better Financial Planning Ltd

    FRN 797673

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 6 Aug 2020)
    • [FCA CF] Manager of certification employee (since 6 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 6 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Sep 2023)
    • SMF3 Executive Director (9 Dec 2019 to 25 Sep 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 25 Sep 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Sep 2023)
    • CF11 Money Laundering Reporting (11 May 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 May 2018 to 8 Dec 2019)
    • CF1 Director (11 May 2018 to 8 Dec 2019)
    • CF30 Customer (11 May 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (11 May 2018 to 30 Sep 2018)
  • Deep Blue Financial Limited (no longer approved here)

    FRN 190203

    • CF30 Customer (9 Aug 2012 to 2 Apr 2015)
  • The Pension Drawdown Company Limited (no longer approved here)

    FRN 191339

    • Employed By (25 Jan 2011 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.