BERNSTEIN AUTONOMOUS LLP

• Principal Place of Business

  60 London Wall

  London

  EC2M 5SH

  UNITED KINGDOM

  Phone

  +4402077621000

  Web

  https://www.bernsteinresearch.com

• Complaints Contact

  60 London Wall

  London

  EC2M 5SH

  UNITED KINGDOM

  Phone

  +4402076768073

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Toby John McCullagh

  IRN TJM01098

  • [FCA CF] Client dealing (1 Apr 2024 to 19 Apr 2024)
  • [FCA CF] Manager of certification employee (1 Apr 2024 to 19 Apr 2024)
• Toby Mathew Bayliss

  IRN TMB01043

  • [FCA CF] Manager of certification employee (1 Apr 2024 to 12 Feb 2025)
  • SMF18 Other Overall Responsibility (6 Feb 2021 to 31 Mar 2024)
  • [FCA CF] Material risk taker (1 Jan 2021 to 12 Feb 2025)
  • [FCA CF] Algorithmic trading (1 Jan 2021 to 12 Feb 2025)
  • [FCA CF] Client dealing (1 Jan 2021 to 12 Feb 2025)
• Traver George Harold Smart

  IRN TGS01013

  • CF4 Partner (3 Feb 2016 to 1 Jun 2018)
  • CF30 Customer (30 Nov 2015 to 2 Mar 2018)
• Trevor Stirling

  IRN TXS01360

  • [FCA CF] Client dealing (since 1 Jan 2021)
• Ulrich Wolfgang Rathe

  IRN UWR01001

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Valerie Jacob

  IRN VXG01090

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Victor ACITORES

  IRN VXA73929

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Victoria Christina Nice

  IRN VXN01099

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Vincent Chardot

  IRN VXC00162

  • [FCA CF] Material risk taker (since 31 Jan 2026)
  • SMF5 Head of Internal Audit (since 13 Aug 2025)
• Vincent Hung

  IRN VXH01069

  • CF30 Customer (2 Nov 2009 to 17 Mar 2014)

• Procensus Limited (no longer appointed)

  FRN 758164 · Appointed 9 Sep 2016 · Until 1 Oct 2017

No changes recorded yet.