Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BERNSTEIN AUTONOMOUS LLP (no longer approved here)

    FRN 500498

    • [FCA CF] Manager of certification employee (1 Apr 2024 to 12 Feb 2025)
    • SMF18 Other Overall Responsibility (6 Feb 2021 to 31 Mar 2024)
    • [FCA CF] Algorithmic trading (1 Jan 2021 to 12 Feb 2025)
    • [FCA CF] Client dealing (1 Jan 2021 to 12 Feb 2025)
    • [FCA CF] Material risk taker (1 Jan 2021 to 12 Feb 2025)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 11 Jul 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.