Ulrich Wolfgang Rathe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BERNSTEIN AUTONOMOUS LLP

    FRN 500498

    • [FCA CF] Client dealing (since 1 Apr 2024)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (23 Jan 2023 to 31 Mar 2024)
    • CF30 Customer (9 Jul 2009 to 15 Dec 2010)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (1 Feb 2021 to 30 Aug 2022)
    • CF30 Customer (19 Jan 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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