Traver George Harold Smart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- CF30 Customer (26 Nov 2019 to 8 Dec 2019)
Caxton Associates LLP (no longer approved here)
FRN 504390
- CF30 Customer (4 Jun 2018 to 28 Nov 2018)
BERNSTEIN AUTONOMOUS LLP (no longer approved here)
FRN 500498
- CF4 Partner (3 Feb 2016 to 1 Jun 2018)
- CF30 Customer (30 Nov 2015 to 2 Mar 2018)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- CF30 Customer (31 Mar 2014 to 27 Nov 2015)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (31 Aug 2010 to 14 Jan 2014)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (1 Nov 2007 to 25 May 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.