BERNSTEIN AUTONOMOUS LLP

• Principal Place of Business

  60 London Wall

  London

  EC2M 5SH

  UNITED KINGDOM

  Phone

  +4402077621000

  Web

  https://www.bernsteinresearch.com

• Complaints Contact

  60 London Wall

  London

  EC2M 5SH

  UNITED KINGDOM

  Phone

  +4402076768073

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Geoffrey Elliott

  IRN GXE01130

  • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • SMF18 Other Overall Responsibility (since 5 Mar 2024)
  • [FCA CF] Material risk taker (since 1 Mar 2024)
  • [FCA CF] Client dealing (since 20 Jul 2022)
  • CF4 Partner (28 Aug 2009 to 10 Sep 2019)
  • CF30 Customer (28 Aug 2009 to 17 Mar 2014)
• Geoffrey Victor Charles Dawes

  IRN GVD01008

  • [FCA CF] Manager of certification employee (1 Apr 2024 to 30 Apr 2024)
  • [FCA CF] Client dealing (1 Apr 2024 to 25 Apr 2025)
• George Felix Loukin

  IRN GFL01020

  • CF4 Partner (19 Sep 2018 to 1 Apr 2019)
• George Zhao

  IRN GXZ21345

  • [FCA CF] Client dealing (1 Jan 2021 to 14 Feb 2025)
• Ghislain De Charentenay

  IRN GXD00336

  • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • [FCA CF] Material risk taker (since 3 Aug 2023)
  • [FCA CF] Client dealing (since 3 Aug 2023)
  • SMF18 Other Overall Responsibility (25 Jan 2024 to 31 Mar 2024)
• Gillian Lim

  IRN GXL00379

  • [FCA CF] Client dealing (since 23 Feb 2026)
• Giovanni Carriere

  IRN GXC01560

  • CF4 Partner (2 Sep 2009 to 1 Aug 2014)
  • CF30 Customer (2 Sep 2009 to 17 Apr 2014)
• Giulia Raffo

  IRN GXR01162

  • CF30 Customer (1 Nov 2013 to 13 Jun 2014)
  • CF4 Partner (2 Sep 2009 to 15 Feb 2013)
• Gunther Zechmann

  IRN GXZ01033

  • [FCA CF] Client dealing (1 Jan 2021 to 17 Apr 2024)
• Haemi Shin

  IRN HXS01750

  • [FCA CF] Client dealing (1 Jan 2021 to 30 Sep 2021)

• Procensus Limited (no longer appointed)

  FRN 758164 · Appointed 9 Sep 2016 · Until 1 Oct 2017

No changes recorded yet.