Geoffrey Elliott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BERNSTEIN AUTONOMOUS LLP
FRN 500498
- [FCA CF] Manager of certification employee (since 1 Apr 2024)
- SMF18 Other Overall Responsibility (since 5 Mar 2024)
- [FCA CF] Material risk taker (since 1 Mar 2024)
- [FCA CF] Client dealing (since 20 Jul 2022)
- CF4 Partner (28 Aug 2009 to 10 Sep 2019)
- CF30 Customer (28 Aug 2009 to 17 Mar 2014)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (1 Nov 2007 to 15 Feb 2008)
- CF21 Investment Adviser (24 Oct 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.