Geoffrey Victor Charles Dawes

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jain Global (UK) Partners LLP

    FRN 1005236

    • [FCA CF] Client dealing (since 12 Jun 2025)
  • BERNSTEIN AUTONOMOUS LLP (no longer approved here)

    FRN 500498

    • [FCA CF] Client dealing (1 Apr 2024 to 25 Apr 2025)
    • [FCA CF] Manager of certification employee (1 Apr 2024 to 30 Apr 2024)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Manager of certification employee (31 Jan 2017 to 30 Jan 2020)
    • [FCA CF] Material risk taker (7 Mar 2016 to 25 Oct 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2024)
    • CF30 Customer (30 Apr 2012 to 6 Mar 2016)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (1 Dec 2009 to 23 Nov 2010)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 25 Apr 2008)
    • CF21 Investment Adviser (30 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.