BERNSTEIN AUTONOMOUS LLP

• Principal Place of Business

  60 London Wall

  London

  EC2M 5SH

  UNITED KINGDOM

  Phone

  +4402077621000

  Web

  https://www.bernsteinresearch.com

• Complaints Contact

  60 London Wall

  London

  EC2M 5SH

  UNITED KINGDOM

  Phone

  +4402076768073

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 2 limitations Hide limitations

  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edouard Nelson

  IRN EXN00062

  • [FCA CF] Client dealing (6 Jan 2023 to 21 Aug 2024)
• Edward Michael Allchin

  IRN EMA01009

  • SMF18 Other Overall Responsibility (11 May 2023 to 31 Mar 2024)
  • SMF27 Partner (6 Feb 2021 to 16 Sep 2022)
  • [FCA CF] Material risk taker (1 Jan 2021 to 30 Apr 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
  • CF4 Partner (30 Jul 2009 to 8 Dec 2019)
  • CF30 Customer (30 Jul 2009 to 8 Dec 2019)
• Edward Polglase

  IRN EXP00185

  • [FCA CF] Client dealing (26 Jan 2023 to 5 Jan 2026)
• Edwin Peter

  IRN EXP01212

  • [FCA CF] Client dealing (1 Jan 2021 to 4 Apr 2023)
• Elham Shahbandi

  IRN EXS00141

  • SMF5 Head of Internal Audit (3 Sep 2024 to 31 May 2025)
• Elisabeth Bedell Clive

  IRN EDB01019

  • [FCA CF] Client dealing (1 Jan 2021 to 21 Jan 2026)
• Ellen Lundstrom

  IRN EXL00161

  • [FCA CF] Client dealing (since 9 Dec 2022)
• Emmanuel Turpin

  IRN EPT01004

  • [FCA CF] Material risk taker (since 31 Jan 2026)
  • [FCA CF] Manager of certification employee (since 1 Apr 2024)
  • [FCA CF] Client dealing (since 1 Apr 2024)
• Erickson Packard Davis

  IRN EPD01026

  • CF3 Chief Executive (6 Jun 2017 to 1 Apr 2019)
  • CF30 Customer (1 Mar 2017 to 1 Apr 2019)
  • CF4 Partner (3 Feb 2016 to 1 Apr 2019)
• Estelle Pang

  IRN EXP00219

  • [FCA CF] Client dealing (since 15 Nov 2023)

• Procensus Limited (no longer appointed)

  FRN 758164 · Appointed 9 Sep 2016 · Until 1 Oct 2017

No changes recorded yet.