Erickson Packard Davis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited

    FRN 190412

    • SMF3 Executive Director (since 8 Aug 2024)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (26 Jul 2019 to 22 Nov 2019)
    • CF30 Customer (26 Jul 2019 to 8 Dec 2019)
  • BERNSTEIN AUTONOMOUS LLP (no longer approved here)

    FRN 500498

    • CF3 Chief Executive (6 Jun 2017 to 1 Apr 2019)
    • CF30 Customer (1 Mar 2017 to 1 Apr 2019)
    • CF4 Partner (3 Feb 2016 to 1 Apr 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.