Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 1 Aug 2024)
    • CF30 Customer (since 1 Aug 2024)
    • (1)Employed By (since 1 Aug 2024)
  • BERNSTEIN AUTONOMOUS LLP (no longer approved here)

    FRN 500498

    • SMF18 Other Overall Responsibility (11 May 2023 to 31 Mar 2024)
    • SMF27 Partner (6 Feb 2021 to 16 Sep 2022)
    • [FCA CF] Material risk taker (1 Jan 2021 to 30 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
    • CF4 Partner (30 Jul 2009 to 8 Dec 2019)
    • CF30 Customer (30 Jul 2009 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (13 Sep 2005 to 27 Jul 2006)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (13 Sep 2005 to 27 Jul 2006)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 8 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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