BERNSTEIN AUTONOMOUS LLP

• Principal Place of Business

  60 London Wall

  London

  EC2M 5SH

  UNITED KINGDOM

  Phone

  +4402077621000

  Web

  https://www.bernsteinresearch.com

• Complaints Contact

  60 London Wall

  London

  EC2M 5SH

  UNITED KINGDOM

  Phone

  +4402076768073

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Everaud Charles Henriques

  IRN ECH01023

  • [FCA CF] Manager of certification employee (since 8 Apr 2025)
  • SMF2 Chief Finance (since 17 May 2024)
  • [FCA CF] Material risk taker (since 1 Apr 2024)
• Fariza Kardanova

  IRN FXK00116

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Farquhar Charles Murray

  IRN FCM01016

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (2 Sep 2009 to 8 Dec 2019)
  • CF30 Customer (2 Sep 2009 to 8 Dec 2019)
• Filippo Giardini

  IRN FXG00115

  • [FCA CF] Client dealing (since 11 Sep 2024)
• Firoz Valliji

  IRN FXV00018

  • [FCA CF] Client dealing (1 Jan 2021 to 13 May 2022)
• Franco Insausti

  IRN FPI01002

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Jan 2025)
  • CF30 Customer (28 Jan 2016 to 8 Dec 2019)
• Frederick Daly

  IRN FXD00069

  • [FCA CF] Client dealing (21 Apr 2022 to 22 Feb 2023)
• Gabor Zoltan Kemeny

  IRN GXK01353

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (23 Aug 2016 to 8 Dec 2019)
  • CF30 Customer (22 Jul 2013 to 8 Dec 2019)
• Gali Salvatorelli Naraghi

  IRN GXS00780

  • [FCA CF] Client dealing (since 27 Mar 2025)
• Gareth Anthony Williams

  IRN GAW01102

  • [FCA CF] Client dealing (since 1 Apr 2024)

• Procensus Limited (no longer appointed)

  FRN 758164 · Appointed 9 Sep 2016 · Until 1 Oct 2017

No changes recorded yet.