BERKSHIRE IFA LIMITED

• Principal Place of Business

  Albany House

  14 Shute End

  Wokingham

  Berkshire

  RG40 1BJ

  UNITED KINGDOM

  Phone

  +441183343500

  Web

  https://www.berkshireifa.com

• Complaints Contact

  Albany House

  14 Shute End

  Wokingham

  Berkshire

  RG40 1BJ

  UNITED KINGDOM

  Phone

  +4401183343500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

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  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ashton Hadley Eddolls

  IRN AHE01015

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Significant management (since 19 Dec 2019)
  • [FCA CF] Manager of certification employee (since 19 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
  • [FCA CF] Client dealing (since 19 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 13 May 2019)
  • Responsible for Insurance Distribution (since 13 May 2019)
  • Director of firm who is not a certification employee or a SMF manager (19 Dec 2019 to 20 Dec 2019)
  • CF30 Customer (13 May 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (13 May 2019 to 8 Dec 2019)
  • CF1 Director (13 May 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (13 May 2019 to 8 Dec 2019)
• Donna Dee Jackson

  IRN DDK01003

  • [FCA CF] Client dealing (8 Oct 2024 to 7 Jul 2025)
  • [FCA CF] Functions requiring qualifications (8 Oct 2024 to 7 Jul 2025)
• Simon Noke

  IRN SXN00034

  • [FCA CF] Functions requiring qualifications (16 Jan 2023 to 18 Oct 2023)
  • [FCA CF] Client dealing (16 Jan 2023 to 18 Oct 2023)
• Stuart James Collings

  IRN SJC01387

  • [FCA CF] Client dealing (20 Sep 2023 to 19 Aug 2024)
  • [FCA CF] Functions requiring qualifications (20 Sep 2023 to 19 Aug 2024)
• TERENCE MARTIN Bignall

  IRN TMB01050

  • [FCA CF] Client dealing (8 Sep 2023 to 19 Jul 2024)
  • [FCA CF] Functions requiring qualifications (8 Sep 2023 to 19 Jul 2024)

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