Simon Noke

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 14 May 2024)
    • CF30 Customer (since 1 May 2024)
  • St Barts Finance Limited

    FRN 503630

    • (3)Employed By (since 1 May 2024)
  • BERKSHIRE IFA LIMITED (no longer approved here)

    FRN 826120

    • [FCA CF] Functions requiring qualifications (16 Jan 2023 to 18 Oct 2023)
    • [FCA CF] Client dealing (16 Jan 2023 to 18 Oct 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (4 Nov 2020 to 20 Dec 2022)
    • CF30 Customer (28 Oct 2020 to 20 Dec 2022)
  • Capital Planning Partners Ltd (no longer approved here)

    FRN 587076

    • Employed By (28 Oct 2020 to 20 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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