Ashton Hadley Eddolls

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BERKSHIRE IFA LIMITED

    FRN 826120

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 19 Dec 2019)
    • [FCA CF] Client dealing (since 19 Dec 2019)
    • [FCA CF] Significant management (since 19 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 13 May 2019)
    • Responsible for Insurance Distribution (since 13 May 2019)
    • Director of firm who is not a certification employee or a SMF manager (19 Dec 2019 to 20 Dec 2019)
    • CF30 Customer (13 May 2019 to 8 Dec 2019)
    • CF1 Director (13 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (13 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (13 May 2019 to 8 Dec 2019)
  • Christopher Mayes (no longer approved here)

    FRN 135693

    • CF30 Customer (6 Jan 2016 to 24 Nov 2017)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (30 Jul 2014 to 2 Jul 2015)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (30 Jul 2014 to 2 Jul 2015)
  • ASCOT WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 551744

    • CF30 Customer (25 Oct 2013 to 29 Jul 2014)
  • Corvus Wealth Limited (no longer approved here)

    FRN 564063

    • Employed By (27 Jan 2012 to 29 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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