Stuart James Collings

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 24 Sep 2024)
    • Appointed representative dealing with clients for which they require qualification (since 24 Sep 2024)
    • CF30 Customer (since 23 Sep 2024)
  • Unique Financial Planning Limited

    FRN 216560

    • Employed By (since 23 Sep 2024)
  • BERKSHIRE IFA LIMITED (no longer approved here)

    FRN 826120

    • [FCA CF] Functions requiring qualifications (20 Sep 2023 to 19 Aug 2024)
    • [FCA CF] Client dealing (20 Sep 2023 to 19 Aug 2024)
  • M & N INSURANCE SERVICE LIMITED (no longer approved here)

    FRN 305837

    • [FCA CF] Client dealing (27 Sep 2021 to 20 Sep 2023)
    • [FCA CF] Functions requiring qualifications (27 Sep 2021 to 20 Sep 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (13 May 2016 to 20 Aug 2019)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (13 May 2016 to 20 Aug 2019)
  • BSG Financial Solutions Limited (no longer approved here)

    FRN 214741

    • Employed By (4 Apr 2014 to 24 Mar 2016)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (4 Apr 2014 to 24 Mar 2016)
  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • CF30 Customer (1 Oct 2012 to 9 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

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