Berkeley Asset Management LLP

Date authorised
1 April 2013
Companies House
OC344910
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Chess Spring House
    Pednor Vale
    Chesham
    Buckinghamshire
    HP5 2ST
    UNITED KINGDOM
    Phone
    +4402078710730

  • Complaints Contact

    Chess Spring House
    Pednor Vale
    Chesham
    Buckinghamshire
    HP5 2ST
    UNITED KINGDOM
    Phone
    +442078710733

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edgar Leibovici

    IRN EGL01007

    • SMF27 Partner (since 4 May 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (17 Mar 2014 to 8 Dec 2019)
  • Edward Cowen

    IRN EXC01071

    • [FCA CF] Client dealing (since 22 Apr 2024)
    • CF30 Customer (22 Jun 2015 to 4 Mar 2016)
  • Francesco Fredella

    IRN FXF01083

    • SMF4 (AR) Partner function (7 Jul 2020 to 19 Jul 2021)
    • [FCA CF] Client dealing (4 Jan 2020 to 18 Mar 2022)
  • James William Busch

    IRN JWB01153

    • CF30 Customer (5 Jun 2017 to 23 Apr 2018)
  • Luis Filipe Penha Gonzalves Alvares Colaco

    IRN LFC01021

    • CF30 Customer (7 Feb 2018 to 24 Apr 2018)
  • Richard Mervyn Hughes

    IRN RMH01077

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF4 Partner (14 Aug 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Aug 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Aug 2009 to 8 Dec 2019)
  • Robert Mark Brownlee

    IRN RMB01129

    • CF30 Customer (5 Mar 2018 to 24 Apr 2018)
  • Ronak Rasiklal Gadhia

    IRN RRG01027

    • CF30 Customer (31 Oct 2017 to 24 Apr 2018)
  • Roy Schwartz

    IRN RXS01354

    • SMF27 Partner (since 14 May 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2016 to 8 Dec 2019)
  • Simon Jordan Kitchen

    IRN SJK01176

    • CF30 Customer (7 Mar 2018 to 24 Apr 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.