Richard Mervyn Hughes

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pecten Capital LLP

    FRN 930296

    • SMF16 Compliance Oversight (since 19 Jul 2021)
    • [FCA CF] Client dealing (since 19 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 19 Jul 2021)
    • [FCA CF] Material risk taker (19 Jul 2021 to 10 Nov 2025)
  • Berkeley Asset Management LLP

    FRN 500710

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (14 Aug 2009 to 8 Dec 2019)
    • CF4 Partner (14 Aug 2009 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Aug 2009 to 8 Dec 2019)
  • Winterbrook Capital Limited

    FRN 684904

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2016 to 8 Dec 2019)
  • Vittoria and Partners LLP (no longer approved here)

    FRN 709710

    • CF1 Director (AR) (25 Nov 2019 to 8 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.