Winterbrook Capital Limited

Date authorised
1 February 2016
Companies House
09405401
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    19 Berkeley Street
    London
    W1J 8ED
    UNITED KINGDOM
    Phone
    +4402038057180
    Web
    https://www.winterbrook.com

  • Complaints Contact

    19 Berkeley Street
    London
    W1J 8ED
    UNITED KINGDOM
    Phone
    +4402038057180

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrey Borisovich Zabulonov

    IRN ABZ01004

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Sep 2025)
    • CF30 Customer (1 Feb 2016 to 8 Dec 2019)
  • Edward Cowen

    IRN EXC01071

    • [FCA CF] Client dealing (since 1 Apr 2024)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 Feb 2016 to 8 Dec 2019)
    • CF30 Customer (1 Feb 2016 to 8 Dec 2019)
  • Richard Mervyn Hughes

    IRN RMH01077

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Feb 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Feb 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.