Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 4 May 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (17 Mar 2014 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (3 Jun 2011 to 4 Jun 2013)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (8 Sep 2005 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF21 Investment Adviser (22 Sep 2003 to 3 Aug 2005)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF21 Investment Adviser (1 Dec 2001 to 21 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.