Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 19 Jul 2021)
    • [FCA CF] Client dealing (since 19 Jul 2021)
    • [FCA CF] Material risk taker (19 Jul 2021 to 10 Nov 2025)
  • Berkeley Asset Management LLP (no longer approved here)

    FRN 500710

    • SMF4 (AR) Partner function (7 Jul 2020 to 19 Jul 2021)
    • [FCA CF] Client dealing (4 Jan 2020 to 18 Mar 2022)
  • Marshall Wace LLP (no longer approved here)

    FRN 228531

    • CF30 Customer (19 May 2010 to 8 Apr 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.