Bayerische Landesbank

• Principal Place of Business

  8 Bishopsgate

  Level 37

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4402079555100

  Web

  https://www.bayernlb.de

• Complaints Contact

  8 Bishopsgate

  37 Level

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442079555100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• John Andrew Gausepohl

  IRN JAG01119

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 27 Feb 2004)
• Jonathan Aubrey Lewis Boyd

  IRN JAB01212

  • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Jonathan Hugo Graesser

  IRN JHG01023

  • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2003)
• Karan Mirpuri

  IRN KXM01853

  • [FCA CF] Proprietary trader (14 Mar 2019 to 31 Mar 2022)
• Kevin Buck

  IRN KXB01224

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 23 May 2002)
• Laura Jane Gorton

  IRN LXG00320

  • [FCA CF] Material risk taker (since 7 Dec 2023)
• Lynton Wesley John Humphries

  IRN LWH01011

  • CF30 Customer (1 Nov 2007 to 14 Jun 2013)
  • CF21 Investment Adviser (6 Feb 2006 to 31 Oct 2007)
• Maki Tanabe

  IRN MXT01250

  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF23 Corporate Finance Adviser (22 Mar 2007 to 31 Oct 2007)
• Malcolm Killick Crow

  IRN MKC01010

  • SMF17 Money Laundering Reporting Officer (MLRO) (18 Dec 2017 to 30 Jun 2019)
• Marc Wolf

  IRN MXW01528

  • [FCA CF] Client dealing (since 23 Mar 2018)

No changes recorded yet.