Karan Mirpuri

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Opulenze Capital Limited (no longer approved here)
FRN 931719
- [FCA CF] Client dealing (20 Jun 2022 to 2 Feb 2024)
- [FCA CF] Material risk taker (20 Jun 2022 to 2 Feb 2024)
Bayerische Landesbank (no longer approved here)
FRN 124916
- [FCA CF] Proprietary trader (14 Mar 2019 to 31 Mar 2022)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (12 Apr 2017 to 18 Jan 2019)
TP ICAP Global Markets Americas LLC (no longer approved here)
FRN 549855
- CF30 Customer (12 Apr 2017 to 18 Jan 2019)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (27 Jun 2012 to 31 Dec 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.