Bayerische Landesbank
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
8 BishopsgateLevel 37LondonCity Of LondonEC2N 4BQUNITED KINGDOM- Phone
- +4402079555100
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Complaints Contact
8 Bishopsgate37 LevelLondonEC2N 4BQUNITED KINGDOM- Phone
- +442079555100
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Trades With You Directly
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
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Investment Setup
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Marcel Meder
IRN MXM00876
- [FCA CF] Client dealing (since 5 May 2021)
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Margherita Elisabett Pisa
IRN MEP01034
- CF21 Investment Adviser (1 Dec 2001 to 26 Aug 2004)
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Marina Marion Kirsten Usselmann
IRN MMU01004
- CF10 Compliance Oversight (7 Jul 2006 to 1 Nov 2007)
- CF11 Money Laundering Reporting (7 Jul 2006 to 9 Nov 2015)
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Mark John Jackson
IRN MJJ01057
- CF10 Compliance Oversight (1 Dec 2001 to 3 Jan 2003)
- CF11 Money Laundering Reporting (1 Dec 2001 to 3 Jan 2003)
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Mark Leslie Cameron
IRN MLC01056
- CF30 Customer (6 May 2008 to 21 Mar 2014)
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Matthew Russell Curtis
IRN MRC01160
- CF23 Corporate Finance Adviser (8 Jun 2006 to 20 Jul 2007)
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Michael Peter Felix Wickham
IRN MPW01073
- CF9 EEA Investment Business Oversight (8 Feb 2005 to 1 Jul 2005)
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Natalie Ann Williams
IRN NAW01087
- CF21 Investment Adviser (6 May 2005 to 9 Mar 2006)
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Neville James Scully
IRN NJS01180
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (2 Mar 2006 to 31 Oct 2007)
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Nicholas Henry Mundy
IRN NHM01013
- CF30 Customer (1 Nov 2007 to 30 Apr 2013)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.