Bayerische Landesbank

• Principal Place of Business

  8 Bishopsgate

  Level 37

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4402079555100

  Web

  https://www.bayernlb.de

• Complaints Contact

  8 Bishopsgate

  37 Level

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442079555100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Nicholas James Chatters

  IRN NJC01209

  • CF30 Customer (6 May 2008 to 6 May 2010)
• Nicholas Peter Evans

  IRN NPE01002

  • CF30 Customer (1 Nov 2007 to 31 Dec 2014)
  • CF29 Significant management (1 Nov 2007 to 13 Aug 2014)
  • CF16 Significant Mgt (Desgntd Investment Business) (30 May 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Nikolai Bruno Hans Michael von Mengden

  IRN NXV00046

  • [FCA CF] Material risk taker (10 Jun 2022 to 30 Sep 2024)
• Patricia Lilian Dillon

  IRN PLD01038

  • CF20 Significant Mgt (Settlements) (7 Feb 2005 to 31 Dec 2005)
• Paul Anthony Munro

  IRN PAM01137

  • CF21 Investment Adviser (1 Dec 2001 to 25 Nov 2003)
• Paul Francis Valentine Langtry

  IRN PFL01016

  • CF30 Customer (8 Jul 2008 to 31 May 2013)
• Paul Frank Wharton

  IRN PFW01024

  • CF21 Investment Adviser (8 Mar 2002 to 1 Dec 2004)
• Peter Kenneth Kilcast

  IRN PKK01011

  • CF28 Systems and controls (1 Nov 2007 to 21 Feb 2011)
  • CF13 Finance (6 Jan 2006 to 31 Oct 2007)
• Peter Richard Quintrell

  IRN PRQ01001

  • CF21 Investment Adviser (1 Dec 2001 to 13 Feb 2004)
• Philippe Gerard Bourgault

  IRN PXB01499

  • CF26 Customer Trading (10 Apr 2002 to 20 Aug 2002)

No changes recorded yet.