Bayerische Landesbank

• Principal Place of Business

  8 Bishopsgate

  Level 37

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4402079555100

  Web

  https://www.bayernlb.de

• Complaints Contact

  8 Bishopsgate

  37 Level

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442079555100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Ralf Michael Henne

  IRN RMH01085

  • CF13 Finance (1 Dec 2001 to 23 Jan 2006)
• Rebecca Lynsey Smith

  IRN RLS01091

  • [FCA CF] Client dealing (since 7 Mar 2017)
  • CF30 Customer (1 Feb 2011 to 6 Mar 2016)
• Richard Charles Truelove

  IRN RCT01036

  • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2002)
• Richard John Farrell

  IRN RJF01127

  • CF29 Significant management (1 Nov 2007 to 13 Jan 2011)
  • CF20 Significant Mgt (Settlements) (6 Jan 2006 to 31 Oct 2007)
• Robert David Hammond

  IRN RDH01036

  • CF21 Investment Adviser (22 Oct 2004 to 28 Feb 2006)
• Robert T Heinemann

  IRN RTH01034

  • CF9 EEA Investment Business Oversight (18 Jul 2005 to 29 Jun 2007)
• Rolf Schafer

  IRN RXS01278

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
• Russell Williams

  IRN RXW01212

  • CF30 Customer (1 Nov 2007 to 31 Mar 2015)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Samir Jamal Khan

  IRN SJK01067

  • CF21 Investment Adviser (2 Dec 2005 to 29 Sep 2006)
• Sebastian Markus Johannes Oberhauser

  IRN SXO43291

  • [FCA CF] Manager of certification employee (28 Mar 2018 to 30 Jul 2020)

No changes recorded yet.