Bayerische Landesbank

• Principal Place of Business

  8 Bishopsgate

  Level 37

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4402079555100

  Web

  https://www.bayernlb.de

• Complaints Contact

  8 Bishopsgate

  37 Level

  London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442079555100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Simon Ross Heslop

  IRN SRH01073

  • CF21 Investment Adviser (1 Dec 2001 to 28 Aug 2003)
• Stefan Georg

  IRN SXG01582

  • CF29 Significant management (10 Feb 2010 to 31 May 2012)
  • CF9 EEA Investment Business Oversight (3 Aug 2007 to 1 Nov 2007)
• Stephen David Braddock

  IRN SDB01067

  • CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2005)
• Stephen Richard Townsend

  IRN SRT01044

  • CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2004)
• Stephen West

  IRN SXW01327

  • CF30 Customer (8 Jan 2010 to 23 Dec 2010)
• Susan Jane Hooper

  IRN SJH01251

  • CF30 Customer (1 Nov 2007 to 9 Jul 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Timothy Damian Edward Houghton-Clemmey

  IRN TDH01028

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (25 Sep 2007 to 31 Oct 2007)
• Torsten Erik Kalchschmid

  IRN TEK01005

  • CF30 Customer (1 Nov 2007 to 29 Oct 2010)
  • CF21 Investment Adviser (9 Nov 2006 to 31 Oct 2007)
• Trevor Ronald Carr

  IRN TRC01023

  • CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2002)
• Warren James Butler

  IRN WJB01037

  • CF30 Customer (1 Nov 2007 to 24 Apr 2008)
  • CF21 Investment Adviser (11 Jul 2006 to 31 Oct 2007)

No changes recorded yet.