Stephen West

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commonwealth Bank of Australia

    FRN 139185

    • SMF3 Executive Director (since 14 Feb 2022)
    • [FCA CF] Manager of certification employee (6 Jan 2020 to 14 Feb 2022)
    • [FCA CF] Material risk taker (6 Jan 2020 to 14 Feb 2022)
  • Bayerische Landesbank (no longer approved here)

    FRN 124916

    • CF30 Customer (8 Jan 2010 to 23 Dec 2010)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 17 Mar 2008)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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