Barclays Asset Management Limited

Date authorised
1 April 2013
Companies House
06991560
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 Churchill Place
    London
    E14 5HP
    UNITED KINGDOM
    Phone
    +4402071161000
    Web
    http://www.barclays.com

  • Complaints Contact

    Barclays Bank UK PLC
    Dale House
    Wavertree Technology Park
    Liverpool
    L7 9PQ
    UNITED KINGDOM
    Phone
    +4402071161000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert James Brown

    IRN RJB01507

    • CF1 Director (1 Oct 2010 to 9 Feb 2012)
  • Robert John Mansell

    IRN RJM01417

    • CF30 Customer (8 Dec 2011 to 20 May 2015)
  • Rory Thomas Tobin

    IRN RTT01009

    • CF3 Chief Executive (12 Mar 2013 to 26 Sep 2014)
    • CF1 Director (12 Mar 2013 to 26 Sep 2014)
  • Sally Jane Clark

    IRN SJC01431

    • CF28 Systems and controls (9 Sep 2014 to 10 Jul 2018)
  • Samantha Linsley

    IRN SXL00085

    • [FCA CF] Material risk taker (8 Apr 2021 to 19 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (8 Apr 2021 to 19 Dec 2023)
    • [FCA CF] Significant management (15 Jan 2021 to 19 Dec 2023)
  • Simon Kingsbury

    IRN SXK01671

    • SMF17 Money Laundering Reporting Officer (MLRO) (27 May 2022 to 30 Apr 2023)
  • Simon Thorn

    IRN SPT01077

    • CF10 Compliance Oversight (2 Feb 2016 to 20 Jun 2018)
  • Solomon Woldenhaimanot Soquar

    IRN SXS01332

    • SMF3 Executive Director (9 Dec 2019 to 20 Feb 2020)
    • SMF1 Chief Executive (9 Dec 2019 to 20 Feb 2020)
    • CF1 Director (16 Jul 2015 to 8 Dec 2019)
    • CF3 Chief Executive (16 Jul 2015 to 8 Dec 2019)
  • Steven Pope

    IRN SXP00127

    • [FCA CF] Significant management (21 Oct 2022 to 17 Feb 2023)
  • Terence Dunleavy

    IRN TWD01008

    • CF10 Compliance Oversight (9 May 2014 to 19 Feb 2016)
    • CF1 Director (12 Nov 2009 to 31 Aug 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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