Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- [FCA CF] Significant management (since 1 Sep 2025)
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- SMF16 Compliance Oversight (26 Nov 2024 to 31 Jul 2025)
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- [FCA CF] Material risk taker (8 Apr 2021 to 19 Dec 2023)
- [PRA CF] Significant risk taker or Material risk taker (8 Apr 2021 to 19 Dec 2023)
- [FCA CF] Significant management (15 Jan 2021 to 19 Dec 2023)
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- [FCA CF] Significant management (15 Jan 2021 to 19 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.