Rory Thomas Tobin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • SMF7 Group Entity Senior Manager (18 May 2021 to 21 Dec 2023)
    • CF1 Director (19 Aug 2015 to 5 Dec 2018)
    • CF30 Customer (23 Jan 2015 to 8 Dec 2019)
  • Barclays Asset Management Limited (no longer approved here)

    FRN 505543

    • CF3 Chief Executive (12 Mar 2013 to 26 Sep 2014)
    • CF1 Director (12 Mar 2013 to 26 Sep 2014)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF29 Significant management (16 Dec 2009 to 12 Jul 2010)
    • CF1 Director (16 Dec 2009 to 12 Jul 2010)
    • CF30 Customer (1 Dec 2009 to 12 Jul 2010)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • CF29 Significant management (16 Dec 2009 to 12 Jul 2010)
    • CF30 Customer (1 Dec 2009 to 12 Jul 2010)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF29 Significant management (22 Apr 2009 to 12 Jul 2010)
    • CF30 Customer (1 Nov 2007 to 12 Jul 2010)
    • CF1 Director (16 Mar 2005 to 12 Jul 2010)
    • CF27 Investment Management (2 Jun 2004 to 31 Oct 2007)
  • BlackRock Life Limited (no longer approved here)

    FRN 202909

    • CF1 Director (16 Mar 2005 to 1 Dec 2009)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (22 May 2002 to 30 Dec 2002)
    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 22 May 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (22 May 2002 to 30 Dec 2002)
    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 22 May 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (22 May 2002 to 26 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 22 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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