Barclays Asset Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Thomas Andre Rene Fekete
IRN TAF01025
- CF1 Director (12 Nov 2009 to 22 Jun 2010)
- CF30 Customer (12 Nov 2009 to 22 Jun 2010)
Thomas Arthur Rostron
IRN TAR01055
- CF1 Director (2 Sep 2010 to 28 Sep 2012)
Valerie-Leila Jaber
IRN VXJ01059
- CF11 Money Laundering Reporting (23 Aug 2011 to 1 Oct 2012)
Vandana Siney
IRN VXS26120
- SMF16 Compliance Oversight (21 Apr 2020 to 30 Apr 2023)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.