Vandana Siney

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura International Plc
FRN 124422
- [FCA CF] Material risk taker (since 7 Nov 2024)
Nomura Bank International Plc.
FRN 204419
- [FCA CF] Material risk taker (since 7 Nov 2024)
Clydesdale Financial Services Limited (no longer approved here)
FRN 311753
- SMF16 Compliance Oversight (19 Jan 2021 to 30 Apr 2021)
BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- SMF16 Compliance Oversight (21 Apr 2020 to 30 Apr 2023)
Barclays Asset Management Limited (no longer approved here)
FRN 505543
- SMF16 Compliance Oversight (21 Apr 2020 to 30 Apr 2023)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Manager of certification employee (1 Oct 2018 to 1 Feb 2020)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.