BANK OF CHINA (UK) LIMITED

• Principal Place of Business

  Bank Of China (UK) Ltd

  1 Lothbury

  London

  EC2R 7DB

  UNITED KINGDOM

  Phone

  +4402072828888

  Web

  https://www.bankofchina.com/uk/

• Complaints Contact

  1 Lothbury

  London

  EC2R 7DB

  UNITED KINGDOM

  Phone

  +4402072828863

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

  Show 1 limitation Hide limitations

  • · Limited to Introducing employees to an electric vehicle scheme

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Loan Servicing

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthea Sze Ying Lau

  IRN AXL00343

  • [FCA CF] Material risk taker (31 Aug 2021 to 6 Mar 2022)
• Anthony Bernard Saroli

  IRN ABS01091

  • [FCA CF] Material risk taker (since 6 Jan 2020)
• Antoine Fille

  IRN AXF44643

  • [FCA CF] Material risk taker (19 Mar 2018 to 6 Mar 2022)
• Arnaud Fiscel

  IRN ANF01022

  • [FCA CF] Manager of certification employee (1 Jan 2020 to 6 Mar 2022)
  • [FCA CF] Material risk taker (29 Aug 2017 to 6 Mar 2022)
• Bin Wang

  IRN BXW44650

  • [FCA CF] Material risk taker (since 7 Mar 2016)
  • [FCA CF] Manager of certification employee (21 May 2021 to 16 Oct 2025)
• Bin Xia

  IRN BXX44348

  • SMF18 Other Overall Responsibility (13 Mar 2022 to 1 Aug 2025)
  • [FCA CF] Material risk taker (31 Dec 2019 to 12 Mar 2022)
  • [FCA CF] Manager of certification employee (31 Dec 2019 to 12 Mar 2022)
• Bing Ding

  IRN BXD44634

  • [FCA CF] Manager of certification employee (1 Mar 2018 to 31 Aug 2021)
  • [FCA CF] Material risk taker (1 Mar 2018 to 31 Aug 2021)
• Bingxu Ren

  IRN BXR00298

  • [FCA CF] Material risk taker (since 23 Feb 2026)
  • [FCA CF] Manager of certification employee (since 23 Feb 2026)
• Bo Jin

  IRN BXJ44353

  • [FCA CF] Manager of certification employee (since 15 Jan 2020)
  • [FCA CF] Material risk taker (since 15 Jan 2020)
• Bo Liu

  IRN BXL00283

  • [FCA CF] Material risk taker (since 24 Dec 2025)
  • [FCA CF] Manager of certification employee (since 24 Dec 2025)

No changes recorded yet.