Anthony Bernard Saroli

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of China Limited London Branch
FRN 170910
- [FCA CF] Material risk taker (since 6 Jan 2020)
BANK OF CHINA (UK) LIMITED
FRN 467410
- [FCA CF] Material risk taker (since 6 Jan 2020)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- CF1 Director (2 Mar 2017 to 12 Dec 2017)
- CF10a CASS Oversight function (16 Feb 2017 to 1 Dec 2017)
- CF1 Director (AR) (7 Feb 2017 to 20 Oct 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.